US Trade Surveillance Analyst Job at Procom, Jersey City, NJ

NmI5bU5OMDNiR1BWNVozT2F2TzBSMVVRRXc9PQ==
  • Procom
  • Jersey City, NJ

Job Description

Job Details
Role: Perform second line of defense trade monitoring for firm and client trading activity to detect potential market abuse/manipulation practices for bank Capital Markets.
•Utilize vendor surveillance tools and internal systems to research alerts generated across different asset classes with an emphasis in Fixed Income securities.
•Possess strong analytical background and research capability to analyze large amounts of trading data, and exhibit strong written and verbal communication skills to engage compliance, traders and business supervisors to discuss potential issues.
•Review trading data emanating from multiple front-end trading systems, technology and third-party vendor systems and inform relevant compliance and legal folks of any suspicious activity or patterns of unusual trading.
•Evaluate and explore surveillance methodologies used by the Trade Surveillance team to optimize and partner with IT and Advisory teams to maximize the efficiency of current reviews.
•Monitor automated surveillance reports to identify inappropriate trading/investment patterns and anomalies.
•Provide support or drive efforts relating to multiple projects while performing surveillance, and delivering tasks in a timely manner.
•Review scenario calibrations to determine the optimal mix of tuning and configuration to mitigate as much risk as possible while minimizing false positives (alert efficiency).
•Continue developing in-depth knowledge of financial markets and stay informed of regulatory changes and maintain subject matter expertise on surveillance industry trends and technology development.
•Conduct testing of scenario thresholds, parameters, and functionality to determine if the risks are being appropriately captured by the scenarios.

Mandatory Skills
•Minimum of 3-7 years of experience in the brokerage industry, providing familiarity with securities industry regulatory environment, practices and operations.
•In-depth knowledge of the rules and regulations governing the securities industry.
•Capital Markets Trade Surveillance Experience.
•Strong analytical and investigative skills.
•Solid verbal and written communication skills.
•Effective organizational skills, including the ability to prioritize between multiple priorities and deadlines.

Desired Skills
•Fixed Income Surveillance experience or related abilities a bonus.

Start Date
ASAP

Location
Hybrid, 3 days week in office - Jersey City, New Jersey

Job Tags

Immediate start, 3 days per week,

Similar Jobs

Fourth Presbyterian Church

READING SPECIALIST Job at Fourth Presbyterian Church

 ...Job Description Job Description READING SPECIALIST Chicago Lights Tutoring and Summer Day Job Description October 24 Classification: Non-Exempt Status: Part-time Reports to: Executive Director, Chicago Lights Program Description Chicago... 

Mount Sinai Health System

Registered Nurse - Mount Sinai Brooklyn - Intensive Care Unit - 0.64 fte part-time nights Job at Mount Sinai Health System

 ...ICU/PCU preferred. EKG skills required. Completion of full Critical Care course and Certification required. Duties include: remote telemetry, administration of IV antiarrhythmic drugs, EKG interpretation, IV Therapy, remote telemetry, chemo, IV/Phlebotomy Collective... 

Hopedale Medical Complex

Commis Chef Job at Hopedale Medical Complex

 ...of dedicated professionals. Care, compassion, and excellence comes from all departments at Hopedale Medical Complex. We believe a person's optimum health and wellness can only be provided when followed closely by highly trained and skilled physicians and staff who truly... 

Reddit

Remote Content Specialist, Labeling Job at Reddit

 ...Reddit is a community of communities. Its built on shared interests, passion, and trust and is home to the most open and authentic conversations on the internet. Every day, Reddit users submit, vote, and comment on the topics they care most about. With 100,000+ active... 

SciTec

Java Sr. Staff / Senior Software Engineer - Boulder, CO Job at SciTec

 ...scientific instrumentation capabilities in support of National Security and Defense. We support customers throughout the Department of...  ...S. citizenship is a requirement to obtain and keep a security clearance. Applicants that do not meet these requirements will not be...